Nicole Caringal is a Managing Partner and Branch Manager for Valliant Wealth Strategies. She joined the firm in early 2020.  Nicole brings over twenty years of finance experience with along, successful career in management and compliance with Raymond James Financial Services, prior to that she held leadership roles at T. Rowe Price. Most recently, as an LPL Financial branch manager. In addition to her CFP® and AIF® certification, Nicole’s accomplished licensure includes FINRA Licensed Series 24, 7, 4, 53, 66, 6, and 63, and FINRA Arbitrator. Also, she holds her annuity, health and life insurance license.

Nicole is focused on helping our clients reach their goals by applying her career experience and industry knowledge by diagnosing the situations and offering solutions, when that is what’s needed. Nicole enjoys this partnership of helping clients reach their goals.

Nicole grew up in the Midwest and earned her bachelor’s degree in international business from Illinois State University. She is a Rotarian with the Chestertown Rotary Club. She supports ShoreRivers which support the healthy waterways of the Eastern Shore. She is an active committee member of their Solstice Celebration. She also enjoys volunteering for organizations such as United Way and the American Heart Association, among others. When not working you can find Nicole outside walking, biking or gardening.  On a rare day, she can be seen supporting her husband in his triathlon events.

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